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Finding Out About Investment Advisers

The IC Investor Centre
The IC Investor Centre is positioned to provide...
a comprehensive Online Resource Facility for Investors... absolutely FREE!
www.jseshares.com

Malcolm Silver.com - Film & Television Investment
Malcolm Silver & Co. Ltd. is a Toronto, Canada, based film and television
financing company. We are the inventors of 'The Producers' Money
Solution' which matches producers with funding.
www.msilver.com

SEC Interpretation: Disclosure of Year 2000 Issues and Consequences by Public C
...Consequences by Public Companies, Investment Advisers,...
...CONSEQUENCES BY PUBLIC COMPANIES, INVESTMENT ADVISERS,...
www.sec.gov/rules/concept/33-7558.htm -

Investment Adviser Regulation
...Management: Regulation of Investment Advisers Links to New...
...Material Added, September 1999 Investment Advisers and the Year...
www.sec.gov/rules/othern/advfaq.htm -

General Information: Regulation of Investment Advisers
...on the Regulation of Investment Advisers Division of...
..."SEC") regulates investment advisers, primarily under...
www.sec.gov/rules/othern/memoia.htm -

Re: Investment Advisers Act and Related Rulemaking
...Divide: Amendments to the Investment Advisers Act and Related...
...Determination (ii) Advisers to Registered Investment Companies...
www.sec.gov/rules/extra/gdiv398.htm -

Y2K Form Pick
...2000 Reports From Investment Advisers, Broker-Dealers, or Transfer...
...Form ADV-Y2K, pt. 1 (Investment Advisers) Form ADV-Y2K, pt. 2...
www.sec.gov/news/y2k/picky2kr.htm -

Rules Under the Investment Advisers Act of 1940
...Under the Investment Advisers Act of 1940 Current as of August 31,...
...Furnished by Non-Resident Investment Advisers and by Non-Resident...
www.sec.gov/rules/extra/iarules.htm -

BROKER-DEALERS, AGENTS AND INVESTMENT ADVISERS
...BROKER-DEALERS, AGENTS AND INVESTMENT ADVISERS § 1-301....
...BROKER-DEALERS, AGENTS AND INVESTMENT ADVISERS / Judiciary@aol.com...
members.aol.com/StatutesP4/70.Cp.1.3.html -

Investment Advisers and the Year 2000
... Investment Advisers and the Year 2000 Investment Adviser...
...new rule requiring most investment advisers to file a report on...
www.sec.gov/rules/othern/adv2000.htm -

Investment advisers
... Investment advisers Used For Investment counselors Related...
...Investment counselors Related Term Investment analysis Investments...
lcweb.loc.gov/lexico/liv/i/Investment_advisers.html -

SuperSmart - Investment Advisers
... Investment Advisers ...
www.supersmart.com.au/investment_advisors.htm -

NZ Sharemarket with Equity Investment Advisers & Sharebrokers Ltd
EQUITY are investment advisers and stockbrokers who specialise in private client investment
advice. We also publish the New Zealand Investor's Monthly magazine. --
www.equity.co.nz/ -

Political Contributions by Certain Investment Advisers
...Contributions by Certain Investment Advisers SECURITIES AND...
...Contributions by Certain Investment Advisers AGENCY: Securities...
www.nabl.org/library/TopicalMaterials/SECPaytoPlay.html -

Corporate Services Investment Companies and Investment Advisers - Bell, Boyd &a
...investment companies and investment advisers, for more than...
...boards, to more than 20 investment advisers and has organized most...
www.bellboyd.com/practice/corpservices/investment.asp -

InvestorWords investing glossary (Inv-) dictionary of investment terms
...investment adviser Investment Advisers Act...
...adviser same as advisor Investment Advisers Act 1941 Congressional...
www.investorwords.com/i4.htm -

Brown & Wood - Investment Companies & Investment Advisers Newsletter
...Investment Companies & Investment Advisers Newsletter...
...certain investment programs. The rule is designed for advisers...
www.brownwoodlaw.com/nl_invst.htm -

SEC Top Investor Questions: What are investment advisers?
...What are investment advisers? Q: What is an investment...
...investment adviser? A: Investment advisers are in the...
www.sec.gov/consumer/jtopq10.htm -

How to Protect Your Money from Theft by Dishonest Investment Advisers
...from Theft by Dishonest Investment Advisers With more people in...
...increasing sophistication of investment advisers who steal money...
www.state.pa.us/PA_Exec/Securities/investor/ibulletin/theft.html -

HEDGE FUNDS AND INVESTMENT ADVISERS ENTER THE ELECTRONIC AGEs
...Home Page HEDGE FUNDS AND INVESTMENT ADVISERS ENTER THE ELECTRONIC...
...Spencer * As hedge funds and investment advisers look to expand...
www.srz.com/pub/corp599.html -

Coudert Brothers Worldwide -- Introduction to U.S. Regulation of Investment Ad
...to U.S. Regulation of Investment Advisers by Christopher Wells...
...describes briefly when investment advisers are required to be...
www.coudert.com/practice/intusreg.htm -

FAQs About Investment Advisers and the Year 2000 Problem
...About Investment Advisers and the Year 2000 Problem Form ADV-Y2K,...
...securities professionals such as investment advisers will...
www.sec.gov/rules/othern/faqs2000.htm -

Securities regulators seek input on database for investment advisers
...input on database for investment advisers --An open forum to...
...regulators. The SEC now regulates investment advisers with more...

SEC Proposal to Limit Political Contributions by Certain Investment Advisers
...Contributions by Certain Investment Advisers Background The SEC...
...Rule 206(4)-5 under the Investment Advisers Act of 1940. The...
www.bellboyd.com/newsletters/SECproposalB.asp -

Choosing Investment Advisers and Financial Planners
...CHOOSING INVESTMENT ADVISERS AND FINANCIAL PLANNERS A recent...
...investment planning. Investment advisers must be registered...
www.state.ia.us/government/com/ins/security/invested/invad.htm -